We take great care to safeguard your customer
information and to ensure its accuracy. We restrict access
to your personal information to those employees who need it
in order to provide products or services to you. Employees
who have access to your personal information are required
to keep it strictly confidential. We maintain physical, electronic
and procedural safeguards to protect the confidentiality of
your nonpublic personal information.
We collect client information so we are able
to provide you with our services, and enhance the services
we provide you. We collect and maintain nonpublic personal
information in order to service your accounts and process
your requests efficiently and accurately; identify you and
protect your accounts from unauthorized access or identity
theft; and inform you of additional financial services and
choices offered by Arcataur that can meet your needs now and
in the future. We may gather information from the following
sources in the normal course of business: account applications
and other forms, which may include your name, address, telephone
number, social security number, and information about your
investment goals and risk tolerance; your professional advisors
such as consultants, attorneys and accountants, who may provide
financial, investment history and tax information about you;
account history, including information about the transactions
we have ordered for you and balances in your account; and
written, electronic or telephonic correspondence between you
and us or your broker or custodian and us.
We may share information with third parties
who are acting on our behalf. We use your personal information
to process your requests and transactions, to fulfill legal
and regulatory requirements, and to provide you with information
about services offered by us. We do not disclose any nonpublic
personal information about our current and former customers
to anyone, except as permitted or required by law. We may
disclose your personal information to other companies when
necessary to process transactions for you and to service your
account. We may also disclose your personal information to
companies that provide administrative and other services on
our behalf, such as companies that prepare account statements
or performance reports. These companies are legally obligated
to maintain the confidentiality of the information we provide
to them. The companies mentioned in this paragraph are only
authorized to use your personal information for the limited
purposes for which we have hired them - - they are not permitted
to use this information for any other purpose. We may also
share information as permitted or required by applicable law,
including government agencies in response to subpoenas and
other legal processes, or those with whom you have authorized
us to share information.
For more information, or for additional copies
of this Privacy Policy, contact us:
Chief Compliance Officer
Arcataur Capital Management LLC
826 North Plankinton Avenue, Suite 300
Milwaukee, Wisconsin 53203
414-225-8200
Arcataur Capital Management LLC
is a Registered Investment Advisor.
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